1.6M XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Nathen Fuentes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 250,000 | 250,000 | - | - | Option to purchase shares of common stock | |
| Maurice van Tilburg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 250,000 | 250,000 (0%) | 0% | 0 | Common Stock | |
| Maurice van Tilburg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 1,000,000 | 1,000,000 | - | - | Option to purchase shares of common stock | |
| James A. Mcnulty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2024 | 120,968 | 120,968 | - | - | Option to purchase shares of common stock | |
| Simon Tarsh | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2024 | 58,500 | 58,500 | - | - | Option to purchase shares of common stock | |
| Douglas W. Calder | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2024 | 120,968 | 120,968 | - | - | Option to purchase shares of common stock | |
| Mark A. Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2024 | 120,968 | 120,968 | - | - | Option to purchase shares of common stock | |
| David Weinstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Oct 2024 | 1,600,000 | 1,600,000 | - | - | Option to purchase shares of common stock | |
| David Weinstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Oct 2024 | 250,000 | 250,000 (0%) | 0% | 0 | Common Stock | |
| Avram Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2024 | 978,261 | 978,261 | - | - | Option to Purchase Shares of Common Stock | |
| Avram Miller | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Aug 2024 | 833,333 | 166,667 (0%) | 1% | 0 | Common Stock | |
| Karen Brink | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 12 Aug 2024 | 2,000,000 | 23,372,969 (50%) | 4% | - | Common Stock | |
| Karen Brink | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 12 Aug 2024 | 2,000,000 | 25,372,969 (54%) | 4% | - | Common Stock | |
| Gregg H. Alton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 48,137 | 48,137 | - | - | Option to purchase shares of common stock | |
| Ruud Hendriks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 18,634 | 18,634 | - | - | Option to purchase shares of common stock | |
| James Sapirstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 48,137 | 48,137 | - | - | Option to purchase shares of common stock | |
| Carol L. Brosgart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 42,857 | 42,857 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 62,112 | 62 | - | - | Option to purchase shares of common stock | |
| Jayne McNicol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 46,584 | 46,584 | - | - | Option to purchase shares of common stock | |
| Avram Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 18,634 | 18,634 | - | - | Option to purchase shares of common stock | |
| Karen Brink | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 06 Jun 2024 | 1,853,517 | 25,372,969 (54%) | 4% | - | Common Stock | |
| Jayne McNicol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2024 | 52,817 | 52,817 | - | - | Option to Purchase Common Stock | |
| Simon Tarsh | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2024 | 10,000 | 10,000 | - | - | Option to purchase shares of common stock | |
| James Sapirstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2024 | 28,196 | 28,196 | - | - | Option to Purchase Common Stock | |
| Sindlev Rene | Director, Ten Percent Owner | 20 Feb 2024 | 471,699 | 13,605,297 (29%) | 1% | 0.5 | 250,000 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 20 Feb 2024 | 471,699 | 471,698 | - | - | Warrant (Right to Buy) | ||
| Mark Dybul R. | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 5,226 | 0 | - | - | Option to Purchase Common Stock | |
| Francois Binette | COO and Executive VP for R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 40,000 | 40,000 | - | - | Option to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 13 Feb 2024 | 70,126 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Luisa Puche | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 75,000 | 0 | - | - | Option to Purchase Common Stock | |
| Luisa Puche | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 60,000 | 0 | - | - | Option to Purchase Common Stock | |
| Puche Luisa | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 80,000 | 0 | - | - | Option to Purchase Common Stock | |
| Mark Dybul R. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 7,563 | 7,563 | - | - | Option to Purchase Common Stock | |
| Puche Luisa | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 60,000 | 60,000 | - | - | Option to Purchase Common Stock | |
| Dybul Mark R. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 5,226 | 5,226 | - | - | Option to Purchase Common Stock | |
| Dybul R. Mark | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 350,000 | 0 | - | - | Option to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 13 Feb 2024 | 701,260 | 13,133,598 (28%) | 1% | - | Common Stock | ||
| Francois Binette | COO and Executive VP for R&D | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 65,000 | 0 | - | - | Option to Purchase Common Stock | |
| Francois Binette | COO and Executive VP for R&D | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 40,000 | 0 | - | - | Option to Purchase Common Stock | |
| Binette Francois | COO and Executive VP for R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 65,000 | 65,000 | - | - | Option to Purchase Common Stock | |
| Dybul R. Mark | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 2,000,000 | 2,000,000 | - | - | Option to Purchase Common Stock | |
| Francois Binette | COO and Executive VP for R&D | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 65,000 | 0 | - | - | Option to Purchase Common Stock | |
| Francois Binette | COO and Executive VP for R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 65,000 | 65,000 | - | - | Option to Purchase Common Stock | |
| Mark Dybul R. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 300,000 | 300,000 | - | - | Option to Purchase Common Stock | |
| Puche Luisa | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 60,000 | 60,000 | - | - | Option to Purchase Common Stock | |
| Luisa Puche | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 60,000 | 0 | - | - | Option to Purchase Common Stock | |
| Puche Luisa | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 75,000 | 75,000 | - | - | Option to Purchase Common Stock | |
| R. Mark Dybul | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 300,000 | 0 | - | - | Option to Purchase Common Stock | |
| Mark R. Dybul | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 7,563 | 0 | - | - | Option to Purchase Common Stock | |
| Mark R. Dybul | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 450,000 | 0 | - | - | Option to Purchase Common Stock | |
| Mark R. Dybul | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 450,000 | 450,000 | - | - | Option to Purchase Common Stock | |
| Puche Luisa | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 80,000 | 80,000 | - | - | Option to Purchase Common Stock | |
| Mark Dybul R. | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Feb 2024 | 2,000,000 | 0 | - | - | Option to Purchase Common Stock | |
| Mark Dybul R. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2024 | 350,000 | 350,000 | - | - | Option to Purchase Common Stock | |
| H. Alton Gregg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2023 | 23,810 | 23,810 | - | - | Option to purchase shares of common stock | |
| L. Brosgart Carol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2023 | 23,810 | 23,810 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2023 | 131,579 | 131,579 | - | - | Option to purchase shares of Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.14 per share. | 17 Mar 2023 | 877,193 | 10,545,544 (22%) | 1% | 1.1 | 1,000,000 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2023 | 438,597 | 438,597 | - | - | Warrant (Right to Buy) | |
| James Sapirstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 64,655 | 64,655 | - | - | Option to Purchase Common Stock | |
| Gregg H. Alton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2022 | 57,252 | 57,252 | - | - | Option to purchase shares of common stock | |
| Carol L. Brosgart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2022 | 57,252 | 57,252 | - | - | Option to purchase shares of common stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2022 | 80,000 | 80,000 | - | - | Option to purchase shares of common stock | |
| Francois Binette | Executive VP for R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2022 | 40,000 | 40,000 | - | - | Option to purchase shares of common stock | |
| Henrik Gronfeldt-Sorensen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2022 | 45,455 | 45,455 | - | - | Option to purchase shares of common stock | |
| Mark R. Dybul | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2022 | 350,000 | 350,000 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2022 | 32,609 | 32,609 | - | - | Option to Purchase Shares of Common Stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2022 | 75,000 | 75,000 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 08 Jun 2022 | 125,000 | 0 (0%) | 0% | - | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 08 Jun 2022 | 128,493 | 0 (0%) | 0% | - | Common Stock | |
| Jayne McNicol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 16,892 | 16,892 | - | - | Option to purchase shares of common stock | |
| Carl Sandler | Former director see note below | Other type of transaction at price $ 0.00 per share. | 15 Apr 2022 | 992,273 | 4,449,104 (9%) | 2% | 0 | Common Stock | |
| Carl Sandler | Former director see note below | Other type of transaction at price $ 0.00 per share. | 15 Apr 2022 | 3,969,090 | 3,456,831 (7%) | 8% | 0 | Common Stock | |
| Carl Sandler | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.06 per share. | 22 Mar 2022 | 1,927 | 3,187,487 (6%) | 0% | 9.1 | 17,459 | Common Stock |
| Carl Sandler | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.00 per share. | 18 Feb 2022 | 6 | 3,189,414 (6%) | 0% | 9 | 54 | Common Stock |
| Carl Sandler | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.03 per share. | 18 Feb 2022 | 6,792 | 3,189,420 (6%) | 0% | 9.0 | 61,348 | Common Stock |
| Gregg H. Alton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2021 | 9,458 | 9,458 | - | - | Option to purchase shares of common stock | |
| Carol L. Brosgart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Dec 2021 | 9,458 | 9,458 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 3,646 | 3,646 | - | - | Option to purchase shares of common stock | |
| Henrik Gronfeldt-Sorensen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 3,646 | 3,646 | - | - | Option to purchase shares of common stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2021 | 16,266 | 16,266 (0%) | 0% | 0 | Common Stock | |
| Luisa Puche | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Dec 2021 | 10,000 | 0 (0%) | 0% | 0 | Common Stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2021 | 60,000 | 60,000 | - | - | Option to purchase shares of common stock | |
| Henrik Gronfeldt-Sorensen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 10,519 | 10,519 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jul 2021 | 9,036 | 9,036 | - | - | Option to purchase shares of common stock | |
| Mark R. Dybul | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2021 | 2,000,000 | 2,000,000 | - | - | Option to purchase shares of common stock | |
| Jayne McNicol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 26,498 | 26,498 | - | - | Option to purchase shares of common stock | |
| Evelyn D'An | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2021 | 19,894 | 19,894 | - | - | Option to Purchase Common Stock | |
| James Sapirstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2021 | 19,894 | 19,894 | - | - | Option to Purchase Common Stock | |
| Carl Sandler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2021 | 12,712 | 12,712 | - | - | Option to purchase shares of common stock | |
| Mark R. Dybul | Director, Executive Vice Chair | Other type of transaction at price $ 0.00 per share. | 14 Dec 2020 | 180 | 66,196 (0%) | 0% | 0 | Common Stock | |
| Carl Sandler | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 14 Dec 2020 | 61,249 | 4,961,363 (10%) | 0% | 0 | Common Stock | |
| Mark R. Dybul | Director, Executive Vice Chair | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2020 | 450,000 | 450,000 | - | - | Option to Purchase Common Stock | |
| Gregg H. Alton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Apr 2020 | 15,625 | 15,625 | - | - | Option to purchase shares of common stock | |
| Gregg H. Alton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Apr 2020 | 25,424 | 25,424 | - | - | Option to purchase shares of common stock | |
| Carol L. Brosgart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Apr 2020 | 25,424 | 25,424 | - | - | Option to purchase shares of common stock | |
| Carol L. Brosgart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Apr 2020 | 15,625 | 15,625 | - | - | Option to purchase shares of common stock | |
| Luisa Puche | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Jan 2020 | 5,000 | 5,000 (0%) | 0% | 0 | Common Stock | |
| Luisa Puche | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Jan 2020 | 5,000 | 10,000 | - | - | Restricted Stock Units | |
| Evelyn D'An | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2019 | 9,173 | 9,173 | - | - | Option to Purchase Common Stock | |
| James Sapirstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2019 | 9,173 | 9,173 | - | - | Option to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2019 | 3,346 | 3,346 | - | - | Option to purchase shares of common stock | |
| Henrik Gronfeldt-Sorensen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2019 | 7,759 | 7,759 | - | - | Option to purchase common stock | |
| Carl Sandler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2019 | 8,248 | 8,248 | - | - | Option to purchase shares of common stock | |
| Rene Sindlev | Director, Ten Percent Owner | 30 Jul 2019 | 3,092,307 | 9,668,351 (20%) | 6% | 1.3 | 4,019,999 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 30 Jul 2019 | 3,092,307 | 0 | - | - | Warrant (right to buy) | ||
| Mark R. Dybul | Director, Executive Vice Chair | Other type of transaction at price $ 0.00 per share. | 30 Jul 2019 | 10,680 | 66,016 (0%) | 0% | 0 | Common Stock | |
| Carl Sandler | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 30 Jul 2019 | 3,631,234 | 22,445,397 (48%) | 8% | 0 | Common Stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 60,000 | 60,000 | - | - | Option to Purchase Common Stock | |
| Luisa Puche | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 15,000 | 15,000 | - | - | Restricted Stock Units | |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 04 Jun 2019 | 31,500 | 6,576,044 (14%) | 0% | 6.7 | 211,050 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 03 Jun 2019 | 40,000 | 6,544,544 (14%) | 0% | 6.7 | 268,000 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.60 per share. | 29 May 2019 | 20,000 | 6,504,544 (14%) | 0% | 6.6 | 132,000 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.61 per share. | 28 May 2019 | 36,200 | 6,484,544 (14%) | 0% | 6.6 | 239,282 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.25 per share. | 24 May 2019 | 5,014 | 6,448,344 (13%) | 0% | 6.3 | 31,338 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.76 per share. | 22 May 2019 | 500 | 6,443,330 (13%) | 0% | 5.8 | 2,880 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.75 per share. | 21 May 2019 | 20,000 | 6,442,830 (13%) | 0% | 5.8 | 115,000 | Common Stock |
| Henrik Gronfeldt-Sorensen | None | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 10 Jan 2019 | 50,000 | 50,000 (0%) | 0% | 2 | 100,000 | Common Stock |
| Henrik Gronfeldt-Sorensen | None | 10 Jan 2019 | 50,000 | 0 | - | - | Warrant to purchase common stock | ||
| Mark R. Dybul | Director, Executive Vice Chair | Other type of transaction at price $ 0.00 per share. | 31 Dec 2018 | 3,732 | 55,336 (0%) | 0% | 0 | Common Stock | |
| Carl Sandler | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 31 Dec 2018 | 1,268,880 | 18,814,163 (40%) | 3% | 0 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 28 Dec 2018 | 1,307,693 | 6,422,830 (13%) | 3% | 1.3 | 1,700,001 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 28 Dec 2018 | 1,307,693 | 3,092,307 | - | - | Warrant to Purchase Common Stock | ||
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.00 per share. | 28 Dec 2018 | 92,968 | 5,115,137 (11%) | 0% | 8 | 743,744 | Common Stock |
| Mark R. Dybul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2018 | 300,000 | 312,834 | - | - | Option to Purchase Common Stock | |
| Evelyn D'An | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2018 | 5,226 | 12,770 | - | - | Option to Purchase Common Stock | |
| James Sapirstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2018 | 5,226 | 12,770 | - | - | Option to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2018 | 7,840 | 7,840 | - | - | Option to Purchase Common Stock | |
| Mark R. Dybul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2018 | 5,226 | 12,834 | - | - | Option to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.38 per share. | 21 May 2018 | 1,300 | 5,022,169 (10%) | 0% | 5.4 | 6,994 | Common Stock |
| Eric J. Leire | None | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 16 May 2018 | 190 | 71,492 (0%) | 0% | 5.5 | 1,045 | Common Stock |
| Eric J. Leire | None | Purchase of securities on an exchange or from another person at price $ 5.25 per share. | 16 May 2018 | 500 | 73,246 (0%) | 0% | 5.3 | 2,625 | Common Stock |
| Eric J. Leire | None | Purchase of securities on an exchange or from another person at price $ 5.33 per share. | 16 May 2018 | 200 | 72,746 (0%) | 0% | 5.3 | 1,066 | Common Stock |
| Eric J. Leire | None | Purchase of securities on an exchange or from another person at price $ 5.25 per share. | 16 May 2018 | 300 | 72,546 (0%) | 0% | 5.3 | 1,575 | Common Stock |
| Eric J. Leire | None | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 16 May 2018 | 754 | 72,246 (0%) | 0% | 5.4 | 4,072 | Common Stock |
| Rene Sindlev | Director, Ten Percent Owner | 16 Feb 2018 | 1,000,000 | 4,400,000 | - | - | Warrant to Purchase Common Stock | ||
| Rene Sindlev | Director, Ten Percent Owner | 16 Feb 2018 | 1,000,000 | 4,770,869 (10%) | 7% | 1.3 | 1,300,000 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 16 Feb 2018 | 250,000 | 5,020,869 (10%) | 1% | 2 | 500,000 | Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | 16 Feb 2018 | 250,000 | 0 | - | - | Warrant to Purchase Common Stock | ||
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Oct 2017 | 250,000 | 250,000 | - | - | Warrant to Purchase Common Stock | |
| Rene Sindlev | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Oct 2017 | 250,000 | 5,650,000 | - | - | Warrants to purchase shares of common stock | |
| Eric J. Leire | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 1.80 per share. | 20 Sep 2017 | 62,687 | 71,302 (0%) | 0% | 1.8 | 112,837 | Common Stock |
| Niels Erik Nielsen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2016 | 300,000 | 300,000 | - | - | Stock Option (Right to Buy) | |
| Aldo Petersen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2016 | 300,000 | 300,000 | - | - | Stock Option (Right to Buy) | |
| Eric Patterson Leire | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2016 | 300,000 | 300,000 | - | - | Stock Option (Right to Buy) | |
| Low A Nathan | Ten Percent Owner | 12 Feb 2014 | 4,400,000 | 600,000 | - | - | Common Stock | ||
| Low A Nathan | Ten Percent Owner | 12 Feb 2014 | 4,400,000 | 600,000 | - | - | Common Stock | ||
| Low A Nathan | Ten Percent Owner | 12 Feb 2014 | 4,400,000 | 600,000 | - | - | Common Stock |